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Open Decision Ledger · Criminal law

Pre-completion apartment unit sales as brokering a building

Supreme Court, June 25, 2020, 2019Do3757 (judgment)

No holding summary · checked against points at issue. The official text publishes no summary of the holding for this decision. The quotation and factors in this record are copied verbatim from the points at issue; the evidence for each axis is taken from the points at issue, the order and the reasons.

Case name: 공인중개사법위반

Official text on the National Law Information Center

  1. Question

    Does 'building' in Article 3(ii) of the Certified Real Estate Broker Act include a specific building yet to be built, so that brokering the sale of an apartment unit after a purchaser has been selected or a subscription contract concluded, but before the unit is completed, amounts to brokering a building?

  2. Holding

    It does. Article 3(ii) of the Certified Real Estate Broker Act covers not only buildings already standing but also a specific building yet to be built, so once a purchaser has been selected for, or a subscription contract concluded on, a particular apartment unit, brokering its sale before the apartment is finished is brokering a building. The Supreme Court accordingly held that the subscription right, whose unit was fixed when it was brokered, was a building listed in Article 3(ii), and that brokering its sale was a brokerage transaction within Article 2(i) of that Act.

    Points at issue, verbatim

    아파트의 특정 동·호수에 대하여 피분양자가 선정되거나 분양계약이 체결된 후 그 특정 아파트가 완성되기 전 이에 대한 매매 등 거래를 중개하는 것이 ‘건물’의 중개에 해당하는지 여부(적극)

    Unofficial English translation

    Whether, after an allottee has been selected or a subscription agreement has been executed for a specific building unit and number of an apartment, the brokerage of a sale or other transaction concerning that specific apartment before its completion falls under the brokerage of a "building" (affirmative)
  3. Disposition

    Partly reversed and remanded Stated in the decision

    원심판결 중 피고인 2, 피고인 4에 대한 부분, 피고인 3에 대한 다른 사람의 성명 또는 상호 사용 중개업무로 인한 공인중개사법 위반 부분을 파기하고, 이 부분 사건을 서울남부지방법원에 환송한다. 검사의 피고인 1, 피고인 5에 대한 상고와 피고인 3에 대한 나머지 상고를 모두 기각한다.

    Unofficial English translation

    The judgment of the court below is reversed as to the portions concerning Defendant 2 and Defendant 4, and as to the portion concerning Defendant 3 relating to the violation of the Certified Real Estate Agents Act arising from brokerage business conducted using another person's name or trade name, and this part of the case is remanded to the Seoul Southern District Court as to those portions. All appeals by the prosecutor as to Defendant 1 and Defendant 5, and the remaining appeal as to Defendant 3, are dismissed.
  4. Form of the test

    Elements stated Stated in the decision

    위 제3조 제2호에 규정된 ‘건축물’에는 기존의 건축물뿐만 아니라 장차 건축될 특정의 건물도 포함되므로

    Unofficial English translation

    Since "building" as provided in the aforesaid Article 3, subparagraph 2 includes not only existing buildings but also a specific building to be constructed in the future,
  5. Factors

    • 공인중개사법상 ‘중개’의 의미
    • 공인중개사법 제3조 제2호에 규정된 ‘건축물’에 장차 건축될 특정의 건물도 포함되는지 여부(적극)
    • 아파트의 특정 동·호수에 대하여 피분양자가 선정되거나 분양계약이 체결된 후 그 특정 아파트가 완성되기 전 이에 대한 매매 등 거래를 중개하는 것이 ‘건물’의 중개에 해당하는지 여부(적극)

    Unofficial English translation

    • The meaning of "brokerage" under the Certified Real Estate Agents Act

    • Whether "building" as provided in Article 3, subparagraph 2 of the Certified Real Estate Agents Act also includes a specific building to be constructed in the future (affirmative)

    • Whether, after an allottee has been selected or a subscription agreement has been executed for a specific building unit and number of an apartment, the brokerage of a sale or other transaction concerning that specific apartment before its completion falls under the brokerage of a "building" (affirmative)

  6. Relation to precedent

    Follows earlier decisions Stated in the decision

    대법원 2005. 5. 27. 선고 2004도62 판결 등 참조

    Unofficial English translation

    See, e.g., Supreme Court Decision 2004Do62 decided May 27, 2005

    Decisions referred to

    대법원 1990. 2. 13. 선고 89도1885 판결(공1990, 702), 대법원 2005. 5. 27. 선고 2004도62 판결(공2005하, 1098)

  7. Burden of proof

    Not addressed Not in the decision

  8. Open question and revisit condition

    If no unit has been assigned at the time of brokering, and the subscriber's eligibility is later cancelled, is brokering the sale of that subscription right still brokering a building?

    The retrial judgment on remand at the Seoul Southern District Court will show how the restored brokerage finding bears on the name-use offences under Article 19 and on sentencing. Any amendment to Article 3(ii) of the Certified Real Estate Broker Act or to its Enforcement Decree, or a later Supreme Court decision on unassigned subscription rights, would require this entry to be read again.

Cross-family AI independent reading & axis check

8 of 8 axes matched GPT-6 Astra (OpenAI, codex CLI) · 2026-10-26

A reader from another model family (GPT-6 Astra), given the official text but not the primary reading, agreed on all 8 axes.

Raw responses and comparison record: Protocol · Blind readings (JSONL) · Axis comparison (JSONL) · SHA-256 (JSON)

Lower-court contrast & scope of application

Lower-court reading vs. Supreme Court holding

Lower-court context: The Seoul Southern District Court, in its judgment of 15 February 2019 (2017No1250), overturned the first-instance guilty verdicts against Defendants 2, 3 and 4 and acquitted them. It held that the subscription right had not reached the stage of a right to move into a specific unit: Non-party 2 had won the special subscription and been assigned a unit number, but that position went no further than a right to conclude a subscription contract with Company B on condition that the special-subscription requirements were met, so it was not a building listed in Article 3(ii) of the Certified Real Estate Broker Act. Brokering the sale of that right was therefore not brokerage, and no other brokerage by Defendant 3 (using Defendant 2's name) or Non-party 1 (using Defendant 4's name) was proved.

Supreme Court standard: The Supreme Court held that a building in Article 3(ii) includes a specific building yet to be built, and that after a purchaser has been selected or a subscription contract concluded for a specific unit, brokering its sale before completion is brokering a building. As Non-party 2 had won the special subscription and been assigned a unit number, the object of the transaction was concretised, so the court below had misapprehended the meaning of Article 3(ii) in a way that affected its judgment. The Court reversed the parts concerning Defendants 2 and 4 and the name-use brokerage charge against Defendant 3 and remanded them to the Seoul Southern District Court, while finding no error in the acquittals under Article 33 of the Act and in the charge against Defendant 5, and dismissed the prosecution's remaining appeals.

Distinguishing conditions

  • A pre-sale or subscription right in which no specific unit has been assigned and no subscription contract concluded, since the Court rested its holding on the transaction object having been concretised by the unit assignment.
  • A charge that the brokering fell within Article 33(v), concerning certificates connected with real estate whose transfer is prohibited by related statutes, which the court below rejected and the Supreme Court found no error in.
  • A person who is not an open-licence certified real estate broker within Article 33, since the appellate acquittal on that ground was left undisturbed.

Record verification notes

Set the date of the brokering against the record on the unit assignment: the Court relied on Non-party 2's winning the special subscription on 16 September 2015 and the assignment of the unit on 2 October 2015, before the sale was brokered on 17 October 2015. Then separate the name-use charges under Article 19 from the Article 33 charges, since only the former were reversed. Note also that the Court did not disturb the acquittals of Defendants 1 and 5 or the remaining charges against Defendant 3.

From the official text

Points at issue

공인중개사법상 ‘중개’의 의미 / 공인중개사법 제3조 제2호에 규정된 ‘건축물’에 장차 건축될 특정의 건물도 포함되는지 여부(적극) / 아파트의 특정 동·호수에 대하여 피분양자가 선정되거나 분양계약이 체결된 후 그 특정 아파트가 완성되기 전 이에 대한 매매 등 거래를 중개하는 것이 ‘건물’의 중개에 해당하는지 여부(적극)

Unofficial English translation

The meaning of "brokerage" under the Certified Real Estate Agents Act / Whether "building" as provided in Article 3, subparagraph 2 of the Certified Real Estate Agents Act also includes a specific building to be constructed in the future (affirmative) / Whether, after an allottee has been selected or a subscription agreement has been executed for a specific building unit and number of an apartment, the brokerage of a sale or other transaction concerning that specific apartment before its completion falls under the brokerage of a "building" (affirmative)

Summary of the holding

The official text publishes no summary of the holding for this decision. The quotation and factors in this record are copied verbatim from the points at issue; the evidence for each axis is taken from the points at issue, the order and the reasons.

Order

원심판결 중 피고인 2, 피고인 4에 대한 부분, 피고인 3에 대한 다른 사람의 성명 또는 상호 사용 중개업무로 인한 공인중개사법 위반 부분을 파기하고, 이 부분 사건을 서울남부지방법원에 환송한다. 검사의 피고인 1, 피고인 5에 대한 상고와 피고인 3에 대한 나머지 상고를 모두 기각한다.

Unofficial English translation

The judgment of the court below is reversed as to the portions concerning Defendant 2 and Defendant 4, and as to the portion concerning Defendant 3 relating to the violation of the Certified Real Estate Agents Act arising from brokerage business conducted using another person's name or trade name, and this part of the case is remanded to the Seoul Southern District Court as to those portions. All appeals by the prosecutor as to Defendant 1 and Defendant 5, and the remaining appeal as to Defendant 3, are dismissed.

Provisions referred to

공인중개사법 제2조 제1호, 제3조 제2호, 제19조, 제49조 제1항 제7호

Read 2026-10-26 · Cross-read 2026-10-26. All quotes matched against the official text. The Chinese-character placeholders the court used for anonymised parties are given in their Korean readings, and parenthetical Chinese-character glosses are omitted.

Every entry is published only after all quotes have been matched character by character against the official text, and audited by an independent second reading from a different model family across all eight axes. Both agreed axes and text-grounded interpretive divergences are recorded openly. The ledger is a research record, not an assessment of the court or advice on any matter.

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