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Open Decision Ledger · Criminal law

Carelessness, causation and proof in medical negligence offences

Supreme Court, Jan. 12, 2023, 2022Do11163 (judgment)

Case name: 업무상과실치상[의료행위로 인한 업무상과실치사상죄의 성립요건에 대한 사건]

Official text on the National Law Information Center

  1. Question

    In judging a doctor's negligence in a medical accident, what must be examined, what must be proved for causation between that negligence and the result, and to what degree must both be proved before negligence is found under Article 268 of the Criminal Code?

  2. Holding

    Negligence must be found by asking whether the doctor foresaw and avoided the result, measured against the care of an ordinary average person in the same work, taking into account the level of medicine, the medical environment and conditions, and the special features of the procedure at the time. Causation requires proof that the result would not have occurred without the breach of duty. Both the negligence pleaded in the indictment and the fact that it caused the injury or death must therefore be proved beyond reasonable doubt by strict evidence, and where the prosecution fails to prove the specific conduct amounting to that negligence, the result alone cannot raise a presumption of it.

    Summary of the holding, verbatim

    의료사고에서 의사의 과실을 인정하기 위해서는, 의사가 결과 발생을 예견할 수 있었음에도 이를 예견하지 못하였거나 결과 발생을 회피할 수 있었음에도 이를 회피하지 못하였는지 여부를 검토하여야 하고, 과실 유무를 판단할 때에는 같은 업무·직무에 종사하는 일반적 평균인의 주의 정도를 표준으로 하여 사고 당시의 일반적 의학의 수준과 의료 환경 및 조건, 의료행위의 특수성 등을 고려하여야 한다.

    Unofficial English translation

    In order to find a physician's negligence in a medical accident, it must be examined whether the physician failed to foresee the occurrence of the result although the physician could have foreseen it, or failed to avoid the occurrence of the result although the physician could have avoided it, and when determining whether negligence exists, the degree of care of an ordinary average person engaged in the same work or duties shall be taken as the standard, and the level of general medicine at the time of the accident, the medical environment and conditions, the particularity of the medical practice, and the like must be taken into consideration.
  3. Disposition

    Reversed and remanded Stated in the decision

    원심판결을 파기하고, 사건을 의정부지방법원에 환송한다.

    Unofficial English translation

    The judgment of the court below is reversed, and the case is remanded to the Uijeongbu District Court.
  4. Form of the test

    Elements stated Stated in the decision

    의료사고에서 의사의 과실을 인정하기 위해서는, 의사가 결과 발생을 예견할 수 있었음에도 이를 예견하지 못하였거나 결과 발생을 회피할 수 있었음에도 이를 회피하지 못하였는지 여부를 검토하여야 하고

    Unofficial English translation

    In order to find a physician's negligence in a medical accident, it must be examined whether the physician failed to foresee the occurrence of the result although the physician could have foreseen it, or failed to avoid the occurrence of the result although the physician could have avoided it, and
  5. Factors

    • 의사가 결과 발생을 예견할 수 있었음에도 이를 예견하지 못하였거나 결과 발생을 회피할 수 있었음에도 이를 회피하지 못하였는지 여부를 검토하여야 하고
    • 같은 업무·직무에 종사하는 일반적 평균인의 주의 정도를 표준으로 하여
    • 사고 당시의 일반적 의학의 수준과 의료 환경 및 조건, 의료행위의 특수성 등을 고려하여야 한다
    • 주의의무 위반이 없었더라면 그러한 결과가 발생하지 않았을 것임이 증명되어야 한다
    • 의료행위 과정에서 공소사실에 기재된 업무상과실의 존재는 물론 그러한 업무상과실로 인하여 환자에게 상해·사망 등 결과가 발생한 점에 대하여도 엄격한 증거에 따라 합리적 의심의 여지가 없을 정도로 증명이 이루어져야 한다

    Unofficial English translation

    • it must be examined whether the physician failed to foresee the occurrence of the result although the physician could have foreseen it, or failed to avoid the occurrence of the result although the physician could have avoided it, and

    • the degree of care of an ordinary average person engaged in the same work or duties shall be taken as the standard, and

    • the level of general medicine at the time of the accident, the medical environment and conditions, the particularity of the medical practice, and the like must be taken into consideration

    • it must be proved that, but for the breach of the duty of care, such result would not have occurred

    • not only the existence of the professional negligence stated in the facts charged in the course of the medical practice, but also the fact that injury, death, or the like was caused to the patient by such professional negligence must be proved by strict evidence to the extent that there is no reasonable doubt

  6. Relation to precedent

    Follows earlier decisions Stated in the decision

    대법원 1996. 11. 8. 선고 95도2710 판결, 대법원 2003. 1. 10. 선고 2001도3292 판결, 대법원 2011. 4. 28. 선고 2010도14102 판결

    Unofficial English translation

    Supreme Court Decision 95Do2710 decided November 8, 1996, Supreme Court Decision 2001Do3292 decided January 10, 2003, Supreme Court Decision 2010Do14102 decided April 28, 2011

    Decisions referred to

    대법원 1996. 11. 8. 선고 95도2710 판결(공1996하, 3632), 대법원 2003. 1. 10. 선고 2001도3292 판결(공2003상, 656), 대법원 2011. 4. 28. 선고 2010도14102 판결, 대법원 2015. 3. 26. 선고 2012도3450 판결, 대법원 2016. 8. 29. 선고 2014도6540 판결

  7. Burden of proof

    The prosecution Stated in the decision

    검사가 공소사실에 기재한 바와 같은 업무상과실로 평가할 수 있는 행위의 존재 또는 그 업무상과실의 내용을 구체적으로 증명하지 못하였다면

    Unofficial English translation

    if the prosecutor fails to specifically prove the existence of an act that may be evaluated as the professional negligence as stated in the facts charged, or the content of such professional negligence
  8. Open question and revisit condition

    What level of ordinary medical practice sets the average standard of care for a shoulder injection, and how is that standard established when the parties dispute it?

    The retrial judgment from the Uijeongbu District Court, once it decides whether the pleaded unhygienic conduct occurred, will show how this proof requirement works in practice. A change to Article 268 of the Criminal Code, or a later Supreme Court decision revising the negligence standard for medical accidents, would call for this entry to be read again.

Cross-family AI independent reading & axis check

7 of 8 axes matched GPT-6 Astra (OpenAI, codex CLI) · 2026-10-25

A reader from another model family (GPT-6 Astra), given the official text but not the primary reading, agreed on 7 of the 8 axes; the readings differed on axis 8 (open question and revisit condition).

Axis 8 (Open question and revisit condition): Primary “What level of ordinary medical practice sets the average standard of care for a shoulder injection, and how is that standard established when the parties dispute it?” vs Independent “What evidence would suffice to prove the specific negligent act and its causal connection to the patient's harm beyond reasonable doubt in this case?”

The primary reading asks what standard of ordinary medical practice applies to a shoulder injection and how it is fixed when disputed. The independent reading asks what evidence would prove the specific negligent act and its causal link in this case.

의료사고에서 의사의 과실을 인정하기 위해서는, 의사가 결과 발생을 예견할 수 있었음에도 이를 예견하지 못하였거나 결과 발생을 회피할 수 있었음에도 이를 회피하지 못하였는지 여부를 검토하여야 하고, 과실 유무를 판단할 때에는 같은 업무·직무에 종사하는 일반적 평균인의 주의 정도를 표준으로 하여 사고 당시의 일반적 의학의 수준과 의료 환경 및 조건, 의료행위의 특수성 등을 고려하여야 한다.

Raw responses and comparison record: Protocol · Blind readings (JSONL) · Axis comparison (JSONL) · SHA-256 (JSON)

Lower-court contrast & scope of application

Lower-court reading vs. Supreme Court holding

Lower-court context: The Uijeongbu District Court, in its judgment of 18 August 2022 (2021No2077), left the first-instance conviction standing. It accepted that the doctor had not been shown to have injected with bare hands or to have failed to use or to have reused an alcohol swab, but held that adequate causation existed between the injection treatment and the victim's injury, and upheld guilt on the strength of the procedure, the injury, their relatedness and timing.

Supreme Court standard: The Supreme Court held that the injury from the injection treatment was to some extent established, but that proof of the unhygienic conduct pleaded, such as bare-hand injection or non-use or reuse of an alcohol swab, fell short of excluding reasonable doubt, and nothing showed the specific conduct or content of the negligence charged. It found the court below had misapprehended the standard for finding negligence and the burden of proof in a medical negligence offence, and reversed the judgment for retrial on the unanimous view of the Justices sitting.

Distinguishing conditions

  • A case in which the prosecution proves the specific conduct pleaded as negligence, such as non-sterile technique, so that the content of the negligence itself is established.
  • A case in which no adequate causation is shown between the treatment and the injury, since the Court took that link as a separate requirement.
  • A case in which the result would have occurred even had the duty of care been observed, which the Court stated as the fact that causation requires proving.

Record verification notes

Read the indictment to see exactly which acts are pleaded as the negligence, and keep that list apart from the causation finding, since the Court reversed the court below for finding both negligence and causation from the causation finding alone. Then gather what shows the level of ordinary medicine, the medical environment and conditions, and the special features of the injection at the time in 2019, and test the evidence against that standard.

From the official text

Points at issue

의료사고에서 의사의 과실 유무를 판단할 때 고려하여야 할 사항 및 의사의 과실과 결과 발생 사이에 인과관계를 인정하기 위해서 증명해야 할 사실 / 의사에게 의료행위로 인한 업무상과실치사상죄를 인정하기 위해서 증명해야 할 내용과 증명의 정도

Unofficial English translation

Matters to be considered when determining whether a physician's negligence exists in a medical accident, and facts that must be proved to find causation between the physician's negligence and the occurrence of the result / The content and degree of proof required to establish the crime of negligent homicide or injury in the course of professional affairs against a physician arising from medical practice

Summary of the holding

의료사고에서 의사의 과실을 인정하기 위해서는, 의사가 결과 발생을 예견할 수 있었음에도 이를 예견하지 못하였거나 결과 발생을 회피할 수 있었음에도 이를 회피하지 못하였는지 여부를 검토하여야 하고, 과실 유무를 판단할 때에는 같은 업무·직무에 종사하는 일반적 평균인의 주의 정도를 표준으로 하여 사고 당시의 일반적 의학의 수준과 의료 환경 및 조건, 의료행위의 특수성 등을 고려하여야 한다. 의료사고에서 의사의 과실과 결과 발생 사이에 인과관계를 인정하기 위해서는, 주의의무 위반이 없었더라면 그러한 결과가 발생하지 않았을 것임이 증명되어야 한다. 그러므로 의사에게 의료행위로 인한 업무상과실치사상죄를 인정하기 위해서는, 의료행위 과정에서 공소사실에 기재된 업무상과실의 존재는 물론 그러한 업무상과실로 인하여 환자에게 상해·사망 등 결과가 발생한 점에 대하여도 엄격한 증거에 따라 합리적 의심의 여지가 없을 정도로 증명이 이루어져야 한다. 설령 의료행위와 환자에게 발생한 상해·사망 등 결과 사이에 인과관계가 인정되는 경우에도, 검사가 공소사실에 기재한 바와 같은 업무상과실로 평가할 수 있는 행위의 존재 또는 그 업무상과실의 내용을 구체적으로 증명하지 못하였다면, 의료행위로 인하여 환자에게 상해·사망 등 결과가 발생하였다는 사정만으로 의사의 업무상과실을 추정하거나 단순한 가능성·개연성 등 막연한 사정을 근거로 함부로 이를 인정할 수는 없다.

Order

원심판결을 파기하고, 사건을 의정부지방법원에 환송한다.

Unofficial English translation

The judgment of the court below is reversed, and the case is remanded to the Uijeongbu District Court.

Provisions referred to

형법 제268조

Read 2026-10-25 · Cross-read 2026-10-25. All quotes matched against the official text. The Chinese-character placeholders the court used for anonymised parties are given in their Korean readings, and parenthetical Chinese-character glosses are omitted.

Every entry is published only after all quotes have been matched character by character against the official text, and audited by an independent second reading from a different model family across all eight axes. Both agreed axes and text-grounded interpretive divergences are recorded openly. The ledger is a research record, not an assessment of the court or advice on any matter.

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